- Commodity Futures Trading Commission - CFTC website includes alerts, news, and public information.
www.cftc.gov
- Federal Trade Commission - The FTC site includes news and alerts, consumer protection and anti-trust information.
www.ftc.gov
- How to Avoid Securities Fraud - An introduction to securities fraud, fraud on the Internet, Ponzi and pyramid schemes, penny stock fraud, and tips for prevention.
www.fool.com/specials/2000/sp000223fraud.htm
- Investor Recovery Center - How an investor who has a problem with a stock broker can file an NASD arbitration complaint to recover losses from stockbroker fraud, misrepresentations, bad advice, unsuitable investment, churning, unauthorized trades, and misconduct, with or without an attorney. By a securities lawyer formerly with the SEC.
www.investorrecovery.com
- Investor Scam Centre - Learn about stock market fraud and current trading scams and access quotes, charts, current news, and market commentaries.
www.fraudbureau.com/investor
- NASD Regulation Broker Database - Background information, including certain customer complaints, awards, and disciplinary proceedings, of any securities broker or brokerage firm that is a member of the NASD
www.nasdr.com/2000.htm
- NASD Regulation, Inc. - Rules of broker conduct. Information concerning complaints and arbitration of disputes.
www.nasdr.com
- National Futures Association - Includes investor services, news and alerts, and dispute resolution procedures.
www.nfa.futures.org
- North American Securities Administrators Association (NASAA) - International organization consisting of state and provincial securities agencies in the United States, Canada, and Mexico. Includes directory of regulators with links.
www.nasaa.org
- Reality at the SEC - An ex-SEC lawyer's views of what the Division of Enforcement of the U.S. Securities and Exchange Commission does and does not do for investors.
www.RealityAtTheSEC.com
- Securities Arbitration and Investment Fraud Lawyer - Securities Arbitration and litigation. Claims against stockbrokers for securities fraud, churning, breach of fiduciary duty, sale of unsuitable investments. NASD/NYSE Arbitrations. National Practice. Free Consultation. Contingent Fee.
securitiesarbitrations.com
- SecuritiesSleuth - Articles about securities fraud, stock fraud, broker fraud, pump and dump, scams, class action litigation, arbitration, and e-mail touts.
www.securitiessleuth.com
- StockPatrol.com - Information and articles on stocks, investments and brokers to help investors spot stock fraud, schemes and scams, select a broker and protect their rights.
www.stockpatrol.com
- The Diligizer Black List and Message Board - Due diligence messageboard, black list, list of court documents, and archives of high yield investment programs for investors worldwide.
pub17.ezboard.com/fdiligizerduediligence
- The Securities Arbitration Commentator - Collects and publishes awards in securities arbitration cases. For a charge, will conduct database searches of past awards by arbitrator name, type of case, and other categories.
www.sacarbitration.com
- The Typology of Financial Scandals - Financial scandals and scams throughout history classified according to their attributes and effects.
samvak.tripod.com/nm017.html
- Top Ten Dot Cons: Investments - From the FTC site listing the top ten internet scams, this page describes a fraud involving a day trading system.
www.ftc.gov/bcp/conline/edcams/dotcon/invest.htm
- US Securities and Exchange Commission - The official federal agency website includes news, legal releases and reports, investor education material, and the EDGAR database of corporate disclosure reports.
www.sec.gov
|
